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Compliance: Bank Security Act (BSA)

Compliance: Bank Security Act (BSA)

  • $79.00

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Bank Security, or BSA, is a foundational element of the operations of any credit union. Credit unions have received extensive fines for failures to comply with their requirements. For this reason it is important that credit union leaders understand and are ready to meet those requirements. They also must know where the changes have occurred from year to year.  This webinar will provide insights into:

  • Key requirement of BSA
  • Changes to BSA
  • Requirements that have caused fines (non-compliance)
  • Effective strategies that have been employed.


  • What is BSA and how does it impact your credit union
  • Critical elements of BSA compliance
  • Specific areas that have led to fines for non-compliance; where are you at risk
  • Case studies and examples of successful compliance
  • Discuss accounting strategies related to the ALCO process

Who Should Attend

  • CEO/Managers
  • Chief Lending Officers
  • Mortgage Officers
  • Compliance Officers
  • Member Service Staff
  • Certified Public Accountants (CPAs)
  • NAFCU Certified Compliance Officers (NCCOs)
  • Internal Auditors or others working in accounting roles are the CU

By purchasing this webinar, you are registering for this session. Additional registration information will be sent to you in a response from this commerce site that requires logging onto and signing in through a webex link. In order to be awarded the full credits, you must respond to three out of the four polling questions asked during the program. (Please note Webinar Event Time & Date).

Participants will earn 1.0 CPE credit

Field of Study: Regulatory Ethics

LIVE DATE: March 28, 2017 | 1:00pm MST

Additional Information


Minimum 6 months experience with credit union compliance work.

Advanced Preparation: None

Program Level: Intermediate

Delivery Method: Group Internet Based

Refund and Cancellations: Requests for refunds must be received in writing within 7 days of initial purchase and will be subject to a cancellation fee. For more information regarding refund, complaint, and/or program cancellation policies please contact our offices at 406-315-2809. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:


About the Presenter

Dolores Pico

Human Resources & Compliance

Dolores Pico is a Compliance Specialist with TCT Risk Solutions, L.L.C.

Dolores’ background includes over 28 years in banking and credit unions. She has worked in the areas of customer/members service training, operations, lending and compliance.

She has 15 certificates from CUNA’s Staff Training & Recognition Program (STAR), 5 certificates from CUNA’s Management Enrichment Training Program (MERIT) and in 2003 earned her Credit Union Compliance Expert designation from CUNA.

She is a 2005 graduate of Western CUNA Management School and most recently earned a NAFCU Certified Compliance Officer designation.



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